Risk Assessment & Scoring Template

Evaluate, prioritize, and monitor risk in your trading or fintech operations using a pre-built, customizable risk assessment framework. Designed for prop firms, trading desks, and compliance-conscious fintech startups, this template helps you classify risk across strategy, infrastructure, and regulatory dimensions.

Built using best practices from operational risk and audit frameworks, this tool gives teams the structure needed to proactively mitigate exposure and make informed decisions.

🛠️ How It Works

• Download Package: Includes Notion template + Excel sheet with formulas and conditional formatting

• Customize Risk Areas: Input risks across Strategy, Platform, Execution, Compliance, Operations

• Assign Impact & Probability: Auto-generated severity matrix + visual heatmap

• Track Mitigation Actions: Prebuilt tracker to assign ownership, deadlines, and current status

🧩 What’s Included

• 📄 Notion Template – Risk logs, categories, and audit trail

• 📊 Excel Risk Matrix – Interactive scoring model with conditional highlights

• 📈 Heatmap Generator – View risk categories by severity

• 🔐 Compliance Risk Sheet – SEBI/RBI-aligned checklist included

• 👥 Ownership Tracker – Assign risk mitigation responsibilities to team members

💡 Ideal For

• Fintech CTOs & Engineering Heads

• Proprietary Trading Desks

• Risk & Compliance Officers

• Quant Strategy Developers

• Trading Platforms preparing for audits